Ryan Neal

PREFERRED CAPITAL SECURITIES

ATLANTA, GA 30327

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CRD#: 7393271

Professional summary

Ryan Neal, who also goes by Ryan Jacob Neal, is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

Aliases

Ryan Jacob Neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Neal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2026 - Present

PREFERRED CAPITAL SECURITIES, LLC

Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327

CRD#: 169719

ATLANTA, GA

Past

March 29, 2026 - June 25, 2026

METRIC FINANCIAL, LLC

CRD#: 33324

ATLANTA, GA

Past

October 20, 2025 - March 11, 2026

STARTENGINE PRIMARY LLC

CRD#: 291773

BURBANK, CA

Past

August 10, 2023 - October 17, 2025

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

DALLAS, TX

Past

July 13, 2023 - October 17, 2025

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

DALLAS, TX

Past

December 7, 2022 - August 30, 2023

QUADCAP WEALTH MANAGEMENT, LLC

RIA

CRD#: 151490

FRISCO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/8/2026)

Connecticut
(7/8/2026)

Delaware
(7/8/2026)

Florida
(7/8/2026)

Georgia
(7/8/2026)

Indiana
(7/8/2026)

Kentucky
(7/8/2026)

Maine
(7/8/2026)

Maryland
(7/8/2026)

Massachusetts
(7/8/2026)

Michigan
(7/8/2026)

Mississippi
(7/8/2026)

New Hampshire
(7/8/2026)

New Jersey
(7/8/2026)

New York
(7/8/2026)

North Carolina
(7/8/2026)

Ohio
(7/8/2026)

Pennsylvania
(7/8/2026)

Rhode Island
(7/8/2026)

South Carolina
(7/8/2026)

Tennessee
(7/8/2026)

Vermont
(7/8/2026)

Virginia
(7/8/2026)

West Virginia
(7/8/2026)

Exams

State Security Law Exam

Series 63

Date: 1/22/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/6/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 8/1/2023

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719 / SEC#: , 8-69382

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327

Mailing Address

3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327

Phone number

(855) 330-6594

Established

Georgia since 09/17/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BADGER CREEK HOLDINGS, LLC	SOLE OWNER
BEATON, DANIEL STEWART	FINOP	4240769
GRABER, ERIC RYAN	PRESIDENT	4576496
MCLEAN, CLAIRE ETHRIDGE	CHIEF OPERATIONS OFFICER	7810116
SMALL, ORIT HEATHER	CHIEF COMPLIANCE OFFICER	2786459
SMITH, JEFFERY ALLEN	CHIEF EXECUTIVE OFFICER	4039773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan Neal

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Neal's CRS (Customer Relationship Summary).

Certified licenses

Experience

METRIC FINANCIAL, LLC

STARTENGINE PRIMARY LLC

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

QUADCAP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/22/2024

Series 65

Date: 12/6/2022

SIE

Date: 8/9/2023

Series 7TO

Date: 8/1/2023

FINRA

Current Firm

PREFERRED CAPITAL SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PREFERRED CAPITAL SECURITIES, LLC

TRUST BUT VERIFY

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