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AF

Abram J. Fabela

FIDELITY BROKERAGE SERVICES LLC
Westlake, TX 76262
Some features on this profile are disabled
CRD#: 7393147
AF

Professional summary

Abram Jesus Fabela, who also goes by Abram J Fabela, Abram Jesus Fabela, Abram Fabela, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.

Abram is registered as a RR (Registered Representative) and started their career in finance in 2022. Abram has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Abram J Fabela | Abram Jesus Fabela | Abram Fabela

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abram Jesus Fabela's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 19, 2026 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Destiny Way, Westlake, TX 76262
BD
CRD#: 7784
Westlake, TX
Past

June 24, 2025 - November 25, 2025

MORGAN STANLEY

RIA
CRD#: 149777
GILBERT, AZ
Past

June 24, 2025 - November 25, 2025

MORGAN STANLEY

BD
CRD#: 149777
GILBERT, AZ
Past

May 10, 2024 - February 16, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Tempe, AZ
Past

May 8, 2024 - May 9, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Tempe, AZ
Past

May 7, 2024 - February 16, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Tempe, AZ
Past

April 17, 2023 - April 19, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
PHOENIX, AZ
Past

March 30, 2023 - April 19, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

May 18, 2022 - January 17, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
PHOENIX, AZ
Past

May 18, 2022 - January 17, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
PHOENIX, AZ
Past

April 15, 2022 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
PHOENIX, AZ
Past

January 11, 2022 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/7/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/26/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event23
Arbitration126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Westlake, TX 76262

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