AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GF

Griffen A. Frye

AREAM ADVISORS
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 7392777
GF

Professional summary

Griffen Alexander Frye, who also goes by Griffen Frye, is a registered financial professional currently at AREAM ADVISORS LLC located in San Francisco, California.

Griffen is registered as a RR (Registered Representative) and started their career in finance in 2026. Griffen has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Griffen Frye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Griffen Alexander Frye's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2026 - Present

AREAM ADVISORS LLC

Office #1: 535 Mission Street Office 1720, San Francisco, CA 94105
BD
CRD#: 318177
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/30/2026)
RR
Delaware
(4/1/2026)
RR
Florida
(4/1/2026)
RR
Nevada
(4/1/2026)
RR
New Hampshire
(4/1/2026)
RR
New York
(4/1/2026)
RR
Texas
(4/1/2026)
RR
Washington
(4/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/17/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/30/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/2/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AREAM ADVISORS LLC
AREAM ADVISORS LLC

CRD#: 318177 / SEC#: , 8-70889

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
535 Mission Street Office 1720, San Francisco, CA 94105
Mailing Address
535 Mission Street Office 1720, San Francisco, CA 94105
Phone number
(650) 410-7858
Established
Delaware since 10/13/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AREAM GROUP LLPOWNER
CARDINAL, VINCENT WATSONPRESIDENT1501493
MATISOFF, KIMBERLY DORMANCHIEF COMPLIANCE OFFICER5982741
TUCKER, CLARK BOMARFINOP1977842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AREAM ADVISORS LLC

CRD#: 318177San Francisco, CA 94105

TRUST BUT VERIFY

Monitor Griffen Frye

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
Michael Steven Ginsberg
Michael GinsbergAdvisorCheck Check Mark
GINSBERG FINANCIAL STRATEGIES
IAR
Walnut Creek, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.