MH
Morgan A. Haltiner
APOLLO GLOBAL SECURITIES
New York, NY 10019-2701
Some features on this profile are disabled
CRD#: 7392574
MH
Professional summary
Morgan Ann Frame Haltiner is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York and ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Morgan is registered as a RR (Registered Representative) and started their career in finance in 2021. Morgan has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Morgan Ann Frame Haltiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street, New York, NY 10019-2701BD
CRD#: 153502
New York, NY
Current
April 9, 2024 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266BD
CRD#: 36867
West Des Moines, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2022)
RR
Alaska(3/14/2022)
RR
Arizona(3/14/2022)
RR
Arkansas(3/14/2022)
RR
California(3/14/2022)
RR
Colorado(3/14/2022)
RR
Connecticut(1/4/2022)
RR
Delaware(3/14/2022)
RR
District of Columbia(3/14/2022)
RR
Florida(3/14/2022)
RR
Georgia(3/14/2022)
RR
Hawaii(3/14/2022)
RR
Idaho(3/14/2022)
RR
Illinois(1/4/2022)
RR
Indiana(1/4/2022)
RR
Iowa(1/4/2022)
RR
Kansas(1/4/2022)
RR
Kentucky(3/14/2022)
RR
Louisiana(3/14/2022)
RR
Maine(1/4/2022)
RR
Maryland(3/14/2022)
RR
Massachusetts(1/4/2022)
RR
Michigan(3/14/2022)
RR
Minnesota(1/4/2022)
RR
Mississippi(3/14/2022)
RR
Missouri(1/4/2022)
RR
Montana(3/14/2022)
RR
Nebraska(1/4/2022)
RR
Nevada(3/14/2022)
RR
New Hampshire(1/4/2022)
RR
New Jersey(3/14/2022)
RR
New Mexico(3/14/2022)
RR
New York(9/3/2021)
RR
North Carolina(3/14/2022)
RR
North Dakota(1/4/2022)
RR
Ohio(3/15/2022)
RR
Oklahoma(3/14/2022)
RR
Oregon(3/14/2022)
RR
Pennsylvania(3/14/2022)
RR
Puerto Rico(3/14/2022)
RR
Rhode Island(1/4/2022)
RR
South Carolina(3/14/2022)
RR
South Dakota(1/4/2022)
RR
Tennessee(3/14/2022)
RR
Texas(3/14/2022)
RR
Utah(3/14/2022)
RR
Vermont(1/4/2022)
RR
Virgin Islands(3/14/2022)
RR
Virginia(3/14/2022)
RR
Washington(3/14/2022)
RR
West Virginia(3/14/2022)
RR
Wisconsin(1/4/2022)
RR
Wyoming(3/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ATHENE SECURITIES, LLC
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266
Phone number
(515) 342-4616
Established
Indiana since 04/21/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
