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RV

Rafaella Jean F. Villanueva

PINEBRIDGE SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 7391358
RV

Professional summary


Rafaella Jean Ferrer Villanueva, who also goes by Rafaella VIllanueva, Rafaellajean Ferre Villanueva, is a registered financial professional currently at PINEBRIDGE SECURITIES LLC located in New York, New York.

Rafaella Jean is registered as a RR (Registered Representative) and started their career in finance in 2022. Rafaella Jean has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rafaella Villanueva | Rafaellajean Ferre Villanueva

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rafaella Jean Ferrer Villanueva's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 11, 2022 - Present

PINEBRIDGE SECURITIES LLC

Office #1: 65 East 55th Street Park Avenue Tower, New York, NY 10022
BD
CRD#: 5967
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/1/2022)
RR
Alaska
(12/1/2022)
RR
Arizona
(12/1/2022)
RR
Arkansas
(12/1/2022)
RR
California
(12/1/2022)
RR
Colorado
(11/11/2022)
RR
Connecticut
(12/1/2022)
RR
Delaware
(12/1/2022)
RR
District of Columbia
(11/11/2022)
RR
Florida
(11/11/2022)
RR
Georgia
(12/1/2022)
RR
Hawaii
(12/1/2022)
RR
Idaho
(12/1/2022)
RR
Illinois
(12/1/2022)
RR
Indiana
(12/1/2022)
RR
Iowa
(12/1/2022)
RR
Kansas
(12/1/2022)
RR
Kentucky
(12/1/2022)
RR
Louisiana
(11/11/2022)
RR
Maine
(12/1/2022)
RR
Maryland
(11/11/2022)
RR
Massachusetts
(12/1/2022)
RR
Michigan
(12/1/2022)
RR
Minnesota
(12/1/2022)
RR
Mississippi
(12/1/2022)
RR
Missouri
(12/1/2022)
RR
Montana
(12/1/2022)
RR
Nebraska
(12/1/2022)
RR
Nevada
(12/1/2022)
RR
New Hampshire
(12/1/2022)
RR
New Jersey
(12/1/2022)
RR
New Mexico
(12/1/2022)
RR
New York
(12/1/2022)
RR
North Carolina
(12/1/2022)
RR
North Dakota
(12/1/2022)
RR
Ohio
(12/2/2022)
RR
Oklahoma
(12/1/2022)
RR
Oregon
(12/1/2022)
RR
Pennsylvania
(12/1/2022)
RR
Puerto Rico
(11/11/2022)
RR
Rhode Island
(12/1/2022)
RR
South Carolina
(12/1/2022)
RR
South Dakota
(12/1/2022)
RR
Tennessee
(12/1/2022)
RR
Texas
(12/1/2022)
RR
Utah
(12/1/2022)
RR
Vermont
(12/1/2022)
RR
Virginia
(12/1/2022)
RR
Washington
(12/1/2022)
RR
West Virginia
(12/1/2022)
RR
Wisconsin
(12/1/2022)
RR
Wyoming
(12/1/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 12/1/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PINEBRIDGE SECURITIES LLC
AIG EQUITY SALES CORP. | PINEBRIDGE SECURITIES LLC | AMERICAN INTERNATIONAL FUND DISTRIBUTORS, INC.

CRD#: 5967 / SEC#: , 8-16586

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
65 East 55th Street Park Avenue Tower, New York, NY 10022
Mailing Address
65 East 55th Street Park Avenue Tower, New York, NY 10022
Phone number
(646) 857-8132
Established
Delaware since 10/01/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PINEBRIDGE INVESTMENTS HOLDINGS US LLCSHAREHOLDER
KARPIK, MICHAEL JOHNDIRECTOR1709305
MORELLI, BRIAN RCHIEF COMPLIANCE OFFICER7366072
RAMIREZ, SERGIO DANIELDIRECTOR AND PRESIDENT4637204
RUSSO, WILLIAMTREASURER6239019

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PINEBRIDGE SECURITIES LLC

CRD#: 5967New York, NY 10022

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