Matthew E. Oliveira

CITIZENS SECURITIES

LOS ANGELES, CA 90025

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CRD#: 7391278

Professional summary

Matthew Eldeberto Oliveira is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Los Angeles, California and CITIZENS PRIVATE WEALTH located in Los Angeles, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Eldeberto Oliveira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 11755 Wilshire Blvd, Los Angeles, CA 90025

RIA

CRD#: 39550

LOS ANGELES, CA

Current

July 15, 2025 - Present

CITIZENS PRIVATE WEALTH

Office #1: 11755 Wilshire Blvd Floor 24, Los Angeles, CA 90025

RIA

CRD#: 106743

LOS ANGELES, CA

Current

June 12, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 11755 Wilshire Blvd, Los Angeles, CA 90025

RIA

CRD#: 39550

LOS ANGELES, CA

Past

February 7, 2022 - June 17, 2025

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CENTURY CITY, CA

Past

October 19, 2021 - June 17, 2025

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CENTURY CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/12/2025)

IAR

California
(6/12/2025)

Florida
(6/12/2025)

IAR

Florida
(6/17/2025)

Georgia
(6/12/2025)

IAR

Georgia
(6/17/2025)

Hawaii
(6/12/2025)

IAR

Hawaii
(6/19/2025)

Illinois
(6/12/2025)

IAR

Illinois
(6/17/2025)

Massachusetts
(6/12/2025)

Nevada
(6/12/2025)

IAR

Nevada
(6/16/2025)

New York
(6/12/2025)

IAR

New York
(6/16/2025)

Pennsylvania
(6/12/2025)

IAR

Pennsylvania
(6/17/2025)

Rhode Island
(8/26/2025)

IAR

Rhode Island
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/4/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/18/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/19/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

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Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew E. Oliveira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Eldeberto Oliveira's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS PRIVATE WEALTH

CITIZENS SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 2/4/2022

Series 7TO

Date: 10/18/2021

SIE

Date: 8/19/2021

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

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