Joel D. Hergenreter

WORTHNET

Broomfield, CO 80021

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CRD#: 7390971

Professional summary

Joel Daniel Hergenreter, who also goes by Joel Daniel Hergenreter, is a registered financial advisor currently at WORTHNET, LLC located in Broomfield, Colorado.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joel has worked at 3 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Daniel Hergenreter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2022 - Present AdvisorLaw; Not investment-related; 11001 W 120th Ave #100, Broomfield, CO 80021, United States; legal and compliance consultant for registered investment advisers - Senior Compliance Analyst - 35 hours per week and all during securities trading hours; RIA compliance consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Daniel Hergenreter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2025 - Present

WORTHNET, LLC

Office #1: 11001 W 120th Avenue Suite 100, Broomfield, CO 80021

RIA

CRD#: 333488

Broomfield, CO

Past

February 20, 2025 - June 24, 2025

FINANCIAL PLANNING STRATEGIES, LLC

RIA

CRD#: 116228

Broomfield, CO

Past

September 23, 2021 - March 7, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

July 19, 2021 - March 7, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/20/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/19/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/12/2021

Securities Industry Essentials Examination

Current Firm

WORTHNET, LLC

CRD#: 333488 / SEC#: 801-131609

Georgia

Registered Investment Advisory firm - (8/29/2025 Approved)

Maryland

Registered Investment Advisory firm - (6/9/2025 Approved)

Texas

Registered Investment Advisory firm - (10/14/2025 Conditional Restricted)

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Contact information

Main Address

16 W. Madison Street, Baltimore, MD 21201

Mailing Address

Phone number

(667) 312-3548

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel D. Hergenreter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Daniel Hergenreter's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTHNET, LLC

FINANCIAL PLANNING STRATEGIES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2025

Series 66

Date: 9/20/2021

Series 7TO

Date: 7/19/2021

SIE

Date: 5/12/2021

Current Firm

WORTHNET, LLC

Contact information

Documents

Red Flags

Company Information

WORTHNET, LLC

TRUST BUT VERIFY

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