DH
Dinon Hughes
NVEST FINANCIAL
Portland, ME 04101
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CRD#: 7390375
DH
Professional summary
Dinon Hughes, who also goes by Dinon L Hughes, is a registered financial advisor currently at NVEST FINANCIAL, LLC located in Portland, Maine and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Dinon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Dinon has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dinon L Hughes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Dinon Hughes is dually registered as an Investment Advisor Representative with Nvest Financial LLC ("Nvest") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS"). Business is conducted from TWO INTERNATIONAL DRIVE, SUITE 110, PORTSMOUTH, NH, USA, 03801. Approximately 90% of Mr. Hughes' time is for services under Nvest, and the balance is as a Registered Representative of PKS. 2.) Operation Love from Home. Non-Investment Related. At Registered Location. Charity/Non-Profit. Board Member. 1/2025. 1. 0. I expect it to be ordinary in scope for a board member. 3.) York Rotary Club. Non-Investment Related. 101 Long Sands Rd PO Box 806 York ME, 03909. Charity/Non-Profit. Board Member/Assistant Treasurer. 3/2023. 5. 0. Assist the treasurer in making club deposits (no access to club bank accounts). Assist the board in overall club decision-making.
CRS (Client Relationship Summary) - RIA
Click below to view Dinon Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2022 - Present
NVEST FINANCIAL, LLC
Office #1: 254 Commercial Street Suite 245, Portland, ME 04101Office #2: Two International Drive Suite 110, Portsmouth, NH 03801Office #3: 222 Rosewood Drive 2nd Floor, Danvers, MA 01923Office #4: 69 York Street Suite 1, Kennebunk, ME 04043RIA
CRD#: 128868
Portland, ME
Current
August 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 2 International Drive Suite 110, Portsmouth, NH 03801BD
CRD#: 35747
ALBANY, NY
Past
October 6, 2023 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Portsmouth, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NVEST FINANCIAL, LLC
NVEST FINANCIAL GROUP, LLC | SAFE HARBOR RETIREMENT PLANNING, INC | NVEST FINANCIAL, LLC
CRD#: 128868 / SEC#: 801-123374
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Maine
Registered Investment Advisory firm - (3/14/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (3/11/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Maine(8/29/2022)
RR
Maine(8/1/2025)
IAR
Massachusetts(1/31/2023)
IAR
New Hampshire(8/26/2022)
RR
New Hampshire(8/1/2025)
IAR
Texas(8/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NVEST FINANCIAL, LLC
NVEST FINANCIAL GROUP, LLC | SAFE HARBOR RETIREMENT PLANNING, INC | NVEST FINANCIAL, LLC
CRD#: 128868 / SEC#: 801-123374
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Maine
Registered Investment Advisory firm - (3/14/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (3/11/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Two International Drive Suite 110, Portsmouth, NH 03801
Mailing Address
Phone number
(207) 985-8585
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,244 |
| AUM (Assets Under Management) | $ 523,359,300 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NVEST FINANCIAL, LLC
CRD#: 128868Portland, ME 04101TRUST BUT VERIFY
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