AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AL

Anne-charlotte M. Le Bourhis

GALILEO GLOBAL SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 7390154
AL

Professional summary

Anne-charlotte Marie Le Bourhis is a registered financial professional currently at GALILEO GLOBAL SECURITIES, LLC located in New York, New York.

Anne-charlotte is registered as a RR (Registered Representative) and started their career in finance in 2021. Anne-charlotte has worked at 2 firms and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anne-charlotte Marie Le Bourhis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2023 - Present

GALILEO GLOBAL SECURITIES, LLC

Office #1: 1230 Avenue Of The Americas 16f, New York, NY 10020
BD
CRD#: 140076
NEW YORK, NY
Past

July 2, 2021 - June 6, 2023

IOI CAPITAL AND MARKETS, LLC

BD
CRD#: 290944
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/29/2023)
RR
Illinois
(5/29/2023)
RR
New Jersey
(5/29/2023)
RR
New York
(5/29/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/2/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 4/28/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GG
GALILEO GLOBAL SECURITIES, LLC
GALILEO GLOBAL SECURITIES, LLC

CRD#: 140076 / SEC#: , 8-67275

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Mailing Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Phone number
(646) 591-2258
Established
New York since 11/10/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAGES, FRANCOIS ALBERTMANAGING PARTNER & CEO, AML COMPLIANCE OFFICER3199194
DAFFLON, DONGLIN WUSHAREHOLDER - NON VOTING PREFERRED SHARES
MRVALJEVIC, KATARINACHIEF FINANCIAL OFFICER & FINOP
UGEUX, GEORGES LEOPOLDCHIEF COMPLIANCE OFFICER1465757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALILEO GLOBAL SECURITIES, LLC

CRD#: 140076New York, NY 10020

TRUST BUT VERIFY

Monitor Anne-charlotte Le Bourhis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.