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CRD#: 140076
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GALILEO GLOBAL SECURITIES, LLC is located at 1230 Avenue Of The Americas 16f, New York, NY 10020 and was first established at New York, New York in 11/10/2005. After operating for 20 years, GALILEO GLOBAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GALILEO GLOBAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GALILEO GLOBAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GALILEO GLOBAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GALILEO GLOBAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GALILEO GLOBAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GALILEO GLOBAL SECURITIES, LLC Comes From

Understanding the Statistics for GALILEO GLOBAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Mailing Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Firm Size
Small
Phone Number
(646) 591-2258
Established
New York since 11/10/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PAGES, FRANCOIS ALBERTMANAGING PARTNER & CEO, AML COMPLIANCE OFFICER3199194
DAFFLON, DONGLIN WUSHAREHOLDER - NON VOTING PREFERRED SHARES
MRVALJEVIC, KATARINACHIEF FINANCIAL OFFICER & FINOP
UGEUX, GEORGES LEOPOLDCHIEF COMPLIANCE OFFICER1465757

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Advisor's working at GALILEO GLOBAL SECURITIES, LLC

KS

Keiko Sano

Kay Sano
RR
CRD#: 6476301
Location:
New York, NY 10020
Company:
GALILEO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
9 years
View Profile
CB

Charles Andre Brouwers

RR
CRD#: 7376049
Location:
New York, NY 10020
Company:
GALILEO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
4 years
View Profile
AL

Anne-charlotte Marie Le Bourhis

RR
CRD#: 7390154
Location:
New York, NY 10020
Company:
GALILEO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
4 years
View Profile
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