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Spencer Bryzeal
STRATEGIC WEALTH INVESTMENT GROUP
Tampa, FL 33607
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CRD#: 7389522
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Professional summary
Spencer Bryzeal is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Tampa, Florida.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Spencer has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RF BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2021, Ednded 8/2022 ADDRESS: 5700 Oakland Ave, Suite 400, St Louis MO 63110, United States DESCRIPTION: Other: Group RFC advisors place health insurance coverage for individuals and entities through RF Brokerage. CO-OP INSURANCE AGENCY POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2021 ADDRESS: 12250 El Camino Real, Suite 160, San Diego CA 92130, United States DESCRIPTION: RFC advisors use Co-Op Insurance services to obtain underwriting for difficult cases. ST. JUDE CHILDREN'S RESEARCH HOSPITAL POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 680 Craig Rd, St. Louis MO 63141, United States DESCRIPTION: I am organizing a third-party event that will raise money for St. Jude. I will not gain any money through the event, all proceeds will go directly to St. Jude. YOUNG FRIENDS OF KIDS BOARD POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 16 Sunnen Dr, Str. Louis MO 63143, United States DESCRIPTION: I am apart of the Friends of Kids Young Board where I create and organize events to raise money for the charity.
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Bryzeal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2022 - Present
STRATEGIC WEALTH INVESTMENT GROUP, LLC
Office #1: 3030 N Rocky Point Drive Suite 100, Tampa, FL 33607RIA
CRD#: 165474
Tampa, FL
Past
September 7, 2021 - August 10, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST. LOUIS, MO
Past
July 22, 2021 - August 10, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/6/2024)
IAR
Texas(9/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
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STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Louisville, KY
Mailing Address
Phone number
(502) 412-3354
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,626 |
| AUM (Assets Under Management) | $ 1,110,956,980 |
Red Flags
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Company Information
STRATEGIC WEALTH INVESTMENT GROUP, LLC
CRD#: 165474Tampa, FL 33607TRUST BUT VERIFY
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