TR
Timothy P. Reidy
ON INVESTMENT MANAGEMENT CO
Carmel, IN
Some features on this profile are disabled
CRD#: 7389050
TR
Professional summary
Timothy Patrick Reidy IV, who also goes by Timothy Patrick Reidy, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Carmel, Indiana and THE O.N. EQUITY SALES COMPANY located in Carmel, Indiana.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Timothy has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Patrick Reidy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently working as an Office Assistant under Timothy P. Reidy III at RP Wealth Advisors LLC. The current work location is 101 E. Carmel Drive, Carmel, IN 46038. My primary duties are clerical/administrative (related to assisting Tim with client requests and reports), but some time (around 10 hours per month during securities trading hours) are allocated to insurance-related work (life insurance, fixed annuities, and disability income).
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Patrick Reidy IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2021 - Present
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Carmel, IN
Current
July 20, 2021 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 101 E. Carmel Drive, Carmel, IN 46032BD
CRD#: 2936
Carmel, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/6/2023)
IAR
District of Columbia(4/21/2022)
RR
Florida(6/3/2022)
IAR
Florida(7/1/2022)
RR
Indiana(8/7/2021)
IAR
Indiana(8/18/2021)
RR
Kentucky(2/18/2022)
IAR
Kentucky(2/18/2022)
IAR
Minnesota(1/23/2025)
RR
Missouri(12/9/2024)
IAR
Missouri(10/1/2025)
IAR
Nevada(8/14/2023)
RR
Nevada(1/2/2025)
RR
North Carolina(2/3/2022)
IAR
North Carolina(2/4/2022)
IAR
Ohio(6/3/2022)
RR
Ohio(1/18/2023)
IAR
Pennsylvania(5/24/2022)
IAR
South Carolina(5/24/2022)
RR
Tennessee(2/3/2022)
IAR
Texas(9/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
