JV
Juan M. Villegas
NYLIFE SECURITIES LLC
New York, NY 10010
Some features on this profile are disabled
CRD#: 7388892
JV
Professional summary
Juan Manuel Villegas Jr, who also goes by Juan Manuel VIllegas Jr., Juan Manuel Villegas, Manuel Villegas Jr., Manuel Villegas, Juan Manuel Villegas Jr., is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Juan is registered as a RR (Registered Representative) and started their career in finance in 2021. Juan has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Juan Manuel Villegas Jr. | Juan Manuel Villegas | Manuel Villegas Jr. | Manuel Villegas | Juan Manuel Villegas Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] MR. VILLEGAS IS REGISTERED WITH PERIGON WEALTH MANAGEMENT, LLC ("PERIGON") AND FORTUNE FINANCIAL SERVICES, INC. ("FORTUNE FINANCIAL SERVICES"). MR. VILLEGAS HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE ("IAR") OF PERIGON SINCE 02/2024 AND AS A REGISTERED ASSISTANT WITH FORTUNE FINANCIAL SINCE 06/2022; INVESTMENT-RELATED; BUSINESS IS CONDUCTED FROM LA JUNTA, CO. MR. VILLEGAS SPENDS 90% OF HIS TIME ON INVESTMENT ADVISORY ACTIVITIES AND THE BALANCE AS A REGISTERED REPRESENTATIVE. [2] INSURANCE AGENT; NOT INVESTMENT RELATED; AT REPORTED BUSINESS LOCATION; INSURANCE SALES; AGENT; 02/2018; TWO (2) HOURS PER MONTH DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SELLING INSURANCE PRODUCTS. [3] DIXON WELLS; NOT-INVESTMENT RELATED; BUSINESS IS CONDUCTED AT THE REPORTED ADDRESS; INSURANCE SALES; AGENT; 06/2022; MR. VILLEGAS SPENDS APPROXIMATELY ONE (1) HOUR PER MONTH, ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SELLING INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - BD
Click below to view Juan Manuel Villegas Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Ave. Room 713, New York, NY 10010BD
CRD#: 5167
New York, NY
Past
February 9, 2024 - March 12, 2025
PERIGON WEALTH MANAGEMENT, LLC
RIA
CRD#: 131037
LA JUNTA, CO
Past
June 23, 2022 - March 6, 2025
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Colorado Springs, CO
Past
March 3, 2022 - June 17, 2024
PRUDEO PARTNERS, LLC
RIA
CRD#: 113961
Colorado Springs, CO
Past
January 12, 2022 - February 24, 2022
CARLSON FINANCIAL
RIA
CRD#: 295907
COLORADO SPRINGS, CO
Past
July 13, 2021 - December 31, 2021
CARLSON FINANCIAL
RIA
CRD#: 295907
Colorado Springs, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/23/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
