Connor T. Brickler
Professional summary
Connor Thomas Brickler is a registered financial professional currently at L.J. HART AND COMPANY located in St. Louis, Missouri.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2022. Connor has worked at 1 firm and has passed the Series 63, Series 50, Series 52TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Connor Thomas Brickler's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2022 - Present
L.J. HART AND COMPANY
Office #1: 8000 Forsyth Blvd Clhart, St. Louis, MO 63105State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2022)
Exams
Series 52TO
Date: 5/21/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
L.J. HART AND COMPANY
CRD#: 28867 / SEC#: , 8-43976
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | |
| HARMON, THOMAS DARIN | CHAIRMAN | 7787415 |
| PISARKIEWICZ, THOMAS JOHN | PRESIDENT/CEO/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TREASURER | 5173363 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET MCSHANE | CORPORATE SECRETARY / GENERAL COUNSEL | 7576973 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Disclosures
| Regulatory Event | 4 |
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Company Information
L.J. HART AND COMPANY
CRD#: 28867St. Louis, MO 63105TRUST BUT VERIFY
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