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FIRM PROFILE
Overview
L.J. HART AND COMPANY is located at 8000 Forsyth Blvd, St. Louis, MO 63105 and was first established at Kansas City, Missouri in 11/12/1991. After operating for 34 years, L.J. HART AND COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of L.J. HART AND COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. L.J. HART AND COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at L.J. HART AND COMPANY are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access L.J. HART AND COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at L.J. HART AND COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for L.J. HART AND COMPANY and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
8000 Forsyth Blvd, St. Louis, MO 63105
8000 Forsyth Blvd Clhart, St. Louis, MO 63105
Small
(636) 537-9939
Missouri since 11/12/1991
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | ||
| HARMON, THOMAS DARIN | CHAIRMAN | 7787415 | |
| PISARKIEWICZ, THOMAS JOHN | PRESIDENT/CEO/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TREASURER | 5173363 | |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 | |
| ROWE, MARGARET MCSHANE | CORPORATE SECRETARY / GENERAL COUNSEL | 7576973 | |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
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Advisor's working at L.J. HART AND COMPANY
Joseph Steven Reece
Thomas John Pisarkiewicz
Lindon Todd Mccrackin
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