PS
Paramjit A. Singh
CITIZENS SECURITIES
NEEDHAM, MA 02492
Some features on this profile are disabled
CRD#: 7386760
PS
Professional summary
Paramjit A Singh, who also goes by Paramjit Singh, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Needham, Massachusetts.
Paramjit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Paramjit has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paramjit Singh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*816231 For profit or not for profit: Entity For Profit Name of outside business organization: BOSTON CONVENIENCE II ENTERPRISES, INC. Investment related: N Address of business: Brighton, Massachusetts, 02135 Nature of business: S Corporation Position, title, association: President Start date of relationship: 1/1/2017 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I do not have any responsibilities for this business. Silent partner. I*816232 For profit or not for profit: Entity For Profit Name of outside business organization: BOSTON CONVENIENCE ENTERPRISES, INC. Investment related: N Address of business: Melrose, Massachusetts, 02176 Nature of business: S Corpt Position, title, association: President Start date of relationship: 1/1/2015 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I'm a silent partner in this business as well. This business will make $24,000 from this business. I*390634 For profit or not for profit: Entity For Profit Name of outside business organization: Boston Convenience III Investment related: N Address of business: Broadway Somerville, Massachusetts, 02150 Nature of business: ["S Corporation"] Position, title, association: ["Officer"], Start date of relationship: 7/2/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I don't have any responsibilities This business will make $6,000 from this business. I*815233 For profit or not for profit: Entity For Profit Name of outside business organization: Boston Transport Enterprises Inc. Investment related: N Address of business: melrose, Massachusetts, 02176 Nature of business: ["Corporation"] Position, title, association: ["Officer","Director"], Start date of relationship: 6/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I do not have any responsibilities for this organization. The company is not in business anymore, but the entity still exists. I*816230 For profit or not for profit: Entity For Profit Name of outside business organization: Paramkumar corporation Investment related: N Address of business: Melrose, Massachusetts, 02176 Nature of business: ["Corporation"] Position, title, association: ["Officer","Director"], Start date of relationship: 6/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I'm a silent partner. I do not perform any activities. Somerville Smoke and Cigar Limited Partnership Address of business: 4 Broadway Somerville, MA 02145 Silent Partner Type of Entity: LLC Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I'm a silent partner. I do not perform any activities. Start date: 05/30/2023 Rental Property- Owner 9 Stickney Ave. Somerville, MA 02145 Monthly compensation: $5,800 Initial involvement: 2001
CRS (Client Relationship Summary) - RIA
Click below to view Paramjit A Singh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paramjit A Singh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 133 Chapel Street Ms: Ma-507, Needham, MA 02492Office #2: 968 Highland Avenue Mailstop: Ma749, Needham, MA 02494RIA
BD
CRD#: 39550
NEEDHAM, MA
Current
October 23, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 133 Chapel Street Ms: Ma-507, Needham, MA 02492Office #2: 968 Highland Avenue Mailstop: Ma749, Needham, MA 02494RIA
BD
CRD#: 39550
NEEDHAM, MA
Past
September 9, 2021 - October 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEEDHAM, MA
Past
August 9, 2021 - October 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(10/23/2024)
RR
New Hampshire(10/23/2024)
IAR
New Hampshire(10/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Needham, MA 02492TRUST BUT VERIFY
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