Nickette J. Allen
Professional summary
Nickette Jo Allen, who also goes by Nakama, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Nickette is registered as a RR (Registered Representative) and started their career in finance in 2023. Nickette has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nickette Jo Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2023)
(5/22/2023)
Exams
Series 7TO
Date: 3/13/2023
General Securities Representative ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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