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Laercio Caires Silva

AVENUE SECURITIES
MIAMI, FL
·CRD# 7385737·3 years experience

Professional Summary

Laercio Caires Silva is a registered financial advisor currently at AVENUE SECURITIES LLC located in Miami, Florida. Laercio is registered as a RR (Registered Representative) and started their career in finance in 2023. Laercio has worked at 1 firm and has passed the SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

AVENUE SECURITIES LLC·CRD# 292589
BD
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
September 4, 2023 - Present

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Current Firm

AS
AVENUE SECURITIES LLC

AVENUE SECURITIES LLC

CRD#: 292589 / SEC#: 8-70079
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2601 S Bayshore Drive Suite 1100, Miami, FL 33133

Mailing Address

2601 S Bayshore Drive Suite 1100, Miami, FL 33133

Phone Number

(786) 220-7233

Established

Delaware since 12/05/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENUE HOLDINGS INC.SOLE MEMBER—
ARTMANN, ALEXANDRE WAEHNELDTPOO2804856
HOPKINS, THOMAS JOHNFINOP, PFO1835087
LEE, ROBERTO LLOPISCHIEF EXECUTIVE OFFICER6918129
RAMOS, OLGA ENIDCCO2852961

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/4/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed May 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2023About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Laercio Caires Silva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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