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AA

Alexandre Waehneldt Artmann

AVENUE SECURITIES
MIAMI, FL
·CRD# 2804856·29 years experience

Professional Summary

Alexandre Waehneldt Artmann, who also goes by Alex Artmann, Alexandre W Artmann, is a registered financial advisor currently at AVENUE SECURITIES LLC located in Miami, Florida. Alexandre is registered as a RR (Registered Representative) and started their career in finance in 1997. Alexandre has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 30, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Artmann, Alexandre W Artmann

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AVENUE SECURITIES LLC·CRD# 292589
BD
2601 S Bayshore Drive Suite 1100, Miami, FL 33133
January 19, 2021 - Present
INTL FCSTONE CREDIT TRADING LLC·CRD# 41025
BD
Miami, FL
January 25, 2019 - May 1, 2019
STONEX SECURITIES INC.·CRD# 18456
BD
Miami, FL
August 9, 2018 - June 18, 2020
STONEX FINANCIAL INC.·CRD# 45993
BD
Alpharetta, GA
December 11, 2012 - January 27, 2021
TRADEWIRE SECURITIES LLC·CRD# 142348
BD
Coral Gables, FL
May 24, 2007 - April 1, 2013
BULLTICK, LLC·CRD# 104005
BD
Miami, FL
September 22, 2003 - October 19, 2004
PACTUAL CAPITAL CORPORATION·CRD# 34569
BD
New York, NY
July 21, 1997 - February 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 1, 1997 - July 14, 1997

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Current Firm

AS
AVENUE SECURITIES LLC

AVENUE SECURITIES LLC

CRD#: 292589 / SEC#: 8-70079
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2601 S Bayshore Drive Suite 1100, Miami, FL 33133

Mailing Address

2601 S Bayshore Drive Suite 1100, Miami, FL 33133

Phone Number

(786) 220-7233

Established

Delaware since 12/05/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENUE HOLDINGS INC.SOLE MEMBER—
ARTMANN, ALEXANDRE WAEHNELDTPOO2804856
HOPKINS, THOMAS JOHNFINOP, PFO1835087
LEE, ROBERTO LLOPISCHIEF EXECUTIVE OFFICER6918129
RAMOS, OLGA ENIDCCO2852961

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/19/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2020About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2014About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2022About the Series 4 exam

Series 30 — NFA Branch Manager Examination

Passed Apr 2014About the Series 30 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2007About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alexandre Waehneldt Artmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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