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KG

Kenneth A. Griffin

PALMER CAPITAL ADVISORS
New York, NY 10004
Some features on this profile are disabled
CRD#: 7385519
KG

Professional summary

Kenneth Allen Griffin Jr., who also goes by Kenneth Allen Griffin, is a registered financial professional currently at PALMER CAPITAL ADVISORS, LLC located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2021. Kenneth has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kenneth Allen Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Allen Griffin Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2022 - Present

PALMER CAPITAL ADVISORS, LLC

Office #1: 42 Broadway, Suite 12-129, New York, NY 10004
BD
CRD#: 285420
New York, NY
Past

September 7, 2021 - June 17, 2022

JAMIESON CORPORATE FINANCE US LLC

BD
CRD#: 170172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/29/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/7/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/11/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PALMER CAPITAL ADVISORS, LLC
GNU SECURITIES LLC | PALMER CAPITAL ADVISORS, LLC

CRD#: 285420 / SEC#: , 8-69847

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104
Phone number
(212) 897-1686
Established
New York since 08/30/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PALMER CAPITAL HOLDINGS, LLCMANAGING MEMBER
SIPINICK, KATHY EFREMCEO/CCO/FINOP3248100

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALMER CAPITAL ADVISORS, LLC

CRD#: 285420New York, NY 10004

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