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Gina M. Giannou

LIFE PLANNING AGENCY,
Dix Hills, NY
Some features on this profile are disabled
CRD#: 7385066
GG

Professional summary

Gina Marie Giannou, who also goes by Gina Giannou, Gina Marie Seroda, is a registered financial advisor currently at LIFE PLANNING AGENCY, INC located in Dix Hills, New York.

Gina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Gina has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gina Giannou | Gina Marie Seroda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GIGL Accounting Inc.: Tax Preparation. Not investment related. Owner and operator since December 2022. 90 hours a month primarily corporate book keeping, NYS sales and NYS/US payroll tax returns, and personal and corporate income tax returns.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Marie Giannou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2021 - Present

LIFE PLANNING AGENCY, INC

RIA
CRD#: 119967
Dix Hills, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/27/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/25/2019
Uniform Investment Adviser Law Examination

Current Firm

LP
LIFE PLANNING AGENCY, INC
LIFE PLANNING AGENCY, INC

CRD#: 119967 / SEC#:

New York
Registered Investment Advisory firm - (9/7/2000 Approved)
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Contact information

Main Address
Dix Hills, NY
Mailing Address
Phone number
(631) 243-0030
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts59
AUM (Assets Under Management)$ 5,011,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFE PLANNING AGENCY, INC

CRD#: 119967Dix Hills, NY

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