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DP

Duncan Pray

RETIREMENT PLAN ADVISORS
Metairie, LA 70001
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CRD#: 7384213
DP

Professional summary


Duncan Pray is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Metairie, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Metairie, Louisiana.

Duncan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Duncan has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, METAIRIE LA 70003, 02/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO 10 HR/MO TRADING 2. CROSSFIT FULL GRIS-GRIS, 1516 RIVER OAKS WEST HARAHAN LA, 06/2022, COACH, FITNESS, NIR, 15 HR/MO 4 HR/MO TRADING 3. RETIREMENT PLAN ADVISORS, LLC, 29 E. MADISON ST SUITE 500 CHICAGO IL, 01/2023, IAR, RIA Affiliation - other than CIRA, INV REL, INV REL, 40 HR/MO 40 HR/MO TRADING 4. JEFFERSON COMMUNITY BAND, 265 Causeway Blvd, Metairie LA 70121, United States, 05/13/2024, Coach, Arts/Performing Arts, NIR, 12 HR/MO - 0 HR/MO TRADING

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Duncan Pray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 10, 2023 - Present

RETIREMENT PLAN ADVISORS, LLC

Office #1: 4736 W Napoleon Ste. 101, Metairie, LA 70001
RIA
CRD#: 122758
Metairie, LA
Current

February 2, 2023 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 4736 W Napoleon Ave Ste 101, Metairie, LA 70001
BD
CRD#: 39543
Metairie, LA
Past

January 14, 2022 - January 13, 2023

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW ORLEANS, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA
Registered Investment Advisory firm - (7/14/2004 Approved)
Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)
Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)
Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)
Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)
Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)
Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)
Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)
Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(2/2/2023)
IAR
Louisiana
(2/10/2023)
RR
Mississippi
(11/3/2025)
RR
North Carolina
(11/3/2025)
RR
Texas
(11/4/2025)
IAR
Texas
(11/8/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/6/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/14/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758 / SEC#: 801-63261

RIA
Registered Investment Advisory firm - (7/14/2004 Approved)
Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)
Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)
Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)
Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)
Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)
Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)
Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)
Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)
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Contact information


Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (35 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RETIREMENT PLAN ADVISORS, LLC CLIENT BROCHURE (3/28/2025)

Regulatory assets under management


Total Number of Accounts8,148
AUM (Assets Under Management)$ 1,882,191,054

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RETIREMENT PLAN ADVISORS, LLC

CRD#: 122758Metairie, LA 70001

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