DP
Duncan Pray
RETIREMENT PLAN ADVISORS
Metairie, LA 70001
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CRD#: 7384213
DP
Professional summary
Duncan Pray is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Metairie, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Metairie, Louisiana.
Duncan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Duncan has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, METAIRIE LA 70003, 02/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO 10 HR/MO TRADING 2. CROSSFIT FULL GRIS-GRIS, 1516 RIVER OAKS WEST HARAHAN LA, 06/2022, COACH, FITNESS, NIR, 15 HR/MO 4 HR/MO TRADING 3. RETIREMENT PLAN ADVISORS, LLC, 29 E. MADISON ST SUITE 500 CHICAGO IL, 01/2023, IAR, RIA Affiliation - other than CIRA, INV REL, INV REL, 40 HR/MO 40 HR/MO TRADING 4. JEFFERSON COMMUNITY BAND, 265 Causeway Blvd, Metairie LA 70121, United States, 05/13/2024, Coach, Arts/Performing Arts, NIR, 12 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Duncan Pray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
RETIREMENT PLAN ADVISORS, LLC
Office #1: 4736 W Napoleon Ste. 101, Metairie, LA 70001RIA
CRD#: 122758
Metairie, LA
Current
February 2, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4736 W Napoleon Ave Ste 101, Metairie, LA 70001BD
CRD#: 39543
Metairie, LA
Past
January 14, 2022 - January 13, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(2/2/2023)
IAR
Louisiana(2/10/2023)
RR
Mississippi(11/3/2025)
RR
North Carolina(11/3/2025)
RR
Texas(11/4/2025)
IAR
Texas(11/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/14/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Company Information
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758Metairie, LA 70001TRUST BUT VERIFY
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