Brock Hewitt

WELLFULL

Harleysville, PA 19438

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CRD#: 7384170

Professional summary

Brock Hewitt is a registered financial advisor currently at WELLFULL located in Harleysville, Pennsylvania.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brock has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Hewitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2024 - Present

WELLFULL

Office #1: 272 Ruth Road, Harleysville, PA 19438

RIA

CRD#: 288705

Harleysville, PA

Past

May 1, 2024 - August 9, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Telford, PA

Past

May 1, 2024 - August 9, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Telford, PA

Past

June 29, 2023 - May 7, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TELFORD, PA

Past

March 6, 2023 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

TELFORD, PA

Past

March 6, 2023 - May 7, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

TELFORD, PA

Past

October 19, 2022 - February 16, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

NEWTOWN, PA

Past

April 1, 2022 - February 16, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

NEWTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2021

Securities Industry Essentials Examination

Current Firm

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

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Contact information

Main Address

272 Ruth Road, Harleysville, PA 19438

Mailing Address

Phone number

(267) 500-1080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLFULL 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	2,370
AUM (Assets Under Management)	$ 755,902,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brock Hewitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Hewitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

WELLFULL

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2022

Series 7TO

Date: 4/1/2022

SIE

Date: 10/1/2021

Current Firm

WELLFULL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLFULL

TRUST BUT VERIFY

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