Austin J. Briggs

TRAPHAGEN FINANCIAL GROUP

Oradell, NJ 07649

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CRD#: 7382964

Professional summary

Austin James Briggs is a registered financial advisor currently at TRAPHAGEN FINANCIAL GROUP located in Oradell, New Jersey.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Austin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin James Briggs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

TRAPHAGEN FINANCIAL GROUP

Office #1: 234 Kinderkamack Rd, Oradell, NJ 07649

RIA

CRD#: 107764

Oradell, NJ

Past

May 19, 2022 - November 26, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SUWANEE, GA

Past

January 18, 2022 - November 26, 2025

LPL FINANCIAL LLC

CRD#: 6413

SUWANEE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAPHAGEN FINANCIAL GROUP

TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA

Registered Investment Advisory firm - (1/7/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/17/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2021

Securities Industry Essentials Examination

Current Firm

TRAPHAGEN FINANCIAL GROUP

TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA

Registered Investment Advisory firm - (1/7/1999 Approved)

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Contact information

Main Address

234 Kinderkamack Rd, Oradell, NJ 07649

Mailing Address

Phone number

(201) 262-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRAPHAGEN INVESTMENT ADVISORS LLC ADV PART 2 JANUARY 2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,964
AUM (Assets Under Management)	$ 1,898,214,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin J. Briggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin James Briggs's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRAPHAGEN FINANCIAL GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TRAPHAGEN FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/17/2022

Series 7TO

Date: 1/18/2022

SIE

Date: 7/26/2021

Current Firm

TRAPHAGEN FINANCIAL GROUP

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAPHAGEN FINANCIAL GROUP

TRUST BUT VERIFY

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