Brandon M. Vaughan
Professional summary
Brandon M Vaughan, who also goes by Brandon Michael Vaughan, Brandon Vaughan, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Chesterfield, Virginia.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2021. Brandon has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon M Vaughan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 10108 Krause Road Suite 201, Chesterfield, VA 23832April 26, 2022 - September 17, 2024
CLARENDON INSURANCE AGENCY, INC.
August 27, 2021 - October 22, 2021
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/3/2025
General Securities Representative ExaminationSeries 6TO
Date: 8/20/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Chesterfield, VA 23832TRUST BUT VERIFY
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