James P. Dowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Parker Dowell, who also goes by James Parked Dowell, James Parker Dowell, Dowell James, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2021. James had worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2025 - January 27, 2026
EARNED WEALTH ADVISORS, LLC
September 15, 2022 - April 16, 2025
J.P. MORGAN SECURITIES LLC
March 19, 2022 - May 31, 2022
J.P. MORGAN SECURITIES LLC
July 10, 2021 - March 12, 2022
TD AMERITRADE, INC.
Primary Firm SEC Registration
EARNED WEALTH ADVISORS, LLC
CRD#: 108052 / SEC#: 801-57727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 7/9/2021
General Securities Representative ExaminationCurrent Firm
EARNED WEALTH ADVISORS, LLC
CRD#: 108052 / SEC#: 801-57727
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,544 |
| AUM (Assets Under Management) | $ 1,916,730,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
