RO
Ryan A. O'neill
SPC
Celina, OH 45822
Some features on this profile are disabled
CRD#: 7379491
RO
Professional summary
Ryan Alan O'neill, who also goes by Ryan Alan Oneill, is a registered financial advisor currently at SPC located in Celina, Ohio and PARKLAND SECURITIES, LLC located in Celina, Ohio.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Alan Oneill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner - Aqua Blast Pressure Washing LLC, 323 Wilson Ave Port Clinton, OH 43452, Pressure Washing Homes/ Buildings, Start date: 4/1/19, approx. 10-20 hrs/mo with 5% during mkt hrs. Manager- assigning tasks to employees who carry out work and estimating jobs. INV REL: N 2. DBA - Financial Concepts, Celina, OH. Name used for financial planning practice offered through Parkland Securities, LLC and SPC. Start date: 8/23/23. INV REL: Y 3. Sale of non-variable insurance products, including life insurance and fixed annuities, through various insurance companies. Start date: 8/31/23, approx. 10% of time during mkt hrs. INV REL: Y 4. H&R Properties, LLC - Co-owner, with partner, of residential rental properties in the Bowling Green, OH and Port Clinton, OH area. Start date: 4/1/18, approx. 10 hrs/mo, 5% during mkt hrs. Duties include maintaining properties and repairing homes, as needed. INV REL: N 5. Notary public - Mercer County, OH. Provide notary services on an as-needed basis. Commission began 11/1/2022 and ends on 11/1/2027. 6. Sole owner/member - Iceberg Operations LLC, Celina, OH. Personally held LLC used for business expense tracking purposes. Start date: 5/1/25, approx. 40 hrs/mo, all during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Alan O'neill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2023 - Present
SPC
Office #1: 111 E Forest St, Celina, OH 45822RIA
CRD#: 110692
Celina, OH
Current
March 27, 2023 - Present
PARKLAND SECURITIES, LLC
Office #1: 111 E Forest St, Celina, OH 45822BD
CRD#: 115368
Celina, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/18/2025)
RR
Florida(3/18/2025)
RR
Indiana(1/3/2025)
RR
Kansas(3/18/2025)
RR
Kentucky(3/18/2025)
RR
Michigan(8/23/2023)
RR
North Carolina(3/18/2025)
RR
Ohio(8/23/2023)
IAR
Ohio(8/23/2023)
RR
South Carolina(1/22/2024)
IAR
South Carolina(1/22/2024)
RR
Texas(3/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Celina, OH 45822TRUST BUT VERIFY
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