Brian James Refici
Professional Summary
Brian James Refici, who also goes by Brian J Refici, is a registered financial advisor currently at MARSHBERRY CAPITAL, LLC. located in Woodmere, Ohio. Brian is registered as a RR (Registered Representative) and started their career in finance in 2021. Brian has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian J Refici
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MARSHBERRY CAPITAL, INC. | MARSHBERRY CAPITAL, LLC.
Contact Information
Main Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122Mailing Address
28601 Chagrin Boulevard Suite 400, Woodmere, OH 44122Phone Number
(440) 354-3230Established
Ohio since 11/24/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/26/2025)
(2/12/2025)
(4/14/2026)
(6/11/2025)
(3/22/2022)
(9/26/2025)
(1/7/2025)
(6/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian James Refici's CRS (Customer Relationship Summary).
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