Daniel J. Thengone
Professional summary
Daniel James Thengone is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2024. Daniel has worked at 2 firms and has passed the Series 63, Series 7TO, Series 87, Series 86 and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Thengone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2025 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019December 20, 2024 - July 3, 2025
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
(7/14/2025)
Exams
Series 7TO
Date: 5/16/2025
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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