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FIRM PROFILE
Overview
LIFESCI CAPITAL is located at 1700 Broadway 40th Floor, New York, NY 10019 and was first established at New York, New York in 03/14/2013. After operating for 12 years, LIFESCI CAPITAL has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LIFESCI CAPITAL’s clients are individuals and 0% of their clients are high net worth individuals. LIFESCI CAPITAL has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LIFESCI CAPITAL are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LIFESCI CAPITAL‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LIFESCI CAPITAL. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LIFESCI CAPITAL Comes From
Understanding the Statistics for LIFESCI CAPITAL and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1700 Broadway 40th Floor, New York, NY 10019
1700 Broadway 40th Floor, New York, NY 10019
Small
(646) 597-6987
New York since 03/14/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 | |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 | |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 | |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 | |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 | |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
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Advisor's working at LIFESCI CAPITAL
Michael Yehuda Rice
Charles Matthew Padala
Timothy Francis Michel
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