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MR

Miguel A. Rios Amurrio

TQM WEALTH PARTNERS
Great Neck, NY
Some features on this profile are disabled
CRD#: 7375891
MR

Professional summary

Miguel Angel Rios Amurrio is a registered financial advisor currently at TQM WEALTH PARTNERS located in Great Neck, New York.

Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Miguel has worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Part-time Griller, Chipotle, LLC, Newport Beach, CA / start date: 07/2020 / not investment related / Food service position approx. 15 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Angel Rios Amurrio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2021 - Present

TQM WEALTH PARTNERS

RIA
CRD#: 282979
Great Neck, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/3/2021)
IAR
Massachusetts
(5/13/2021)
IAR
New York
(5/10/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/3/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/11/2021
Securities Industry Essentials Examination

Current Firm

TW
TQM WEALTH PARTNERS
TQM WEALTH PARTNERS | TQM WEALTH PARTNERS, LLC

CRD#: 282979 / SEC#:

Florida
Registered Investment Advisory firm - (5/9/2016 Approved)
Massachusetts
Registered Investment Advisory firm - (3/7/2016 Approved)
New York
Registered Investment Advisory firm - (4/28/2021 Approved)
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Contact information

Main Address
122 R Washington St, Marblehead, MA 01945
Mailing Address
Phone number
(781) 990-3599
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts177
AUM (Assets Under Management)$ 95,202,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TQM WEALTH PARTNERS

CRD#: 282979Great Neck, NY

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