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AM

Arielle Mandelbaum

ROTHSCHILD & CO US
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 7375762
AM

Professional summary

Arielle Mandelbaum, who also goes by Arielle Shemesh, is a registered financial professional currently at ROTHSCHILD & CO US INC. located in New York, New York.

Arielle is registered as a RR (Registered Representative) and started their career in finance in 2021. Arielle has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Arielle Shemesh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arielle Mandelbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2026 - Present

ROTHSCHILD & CO US INC.

Office #1: 1251 Avenue Of The Americas, New York, NY 10020
BD
CRD#: 2910
NEW YORK, NY
Past

July 6, 2023 - February 19, 2026

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

December 17, 2021 - July 28, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/13/2026)
RR
Alaska
(2/13/2026)
RR
Arizona
(2/13/2026)
RR
Arkansas
(2/13/2026)
RR
California
(2/13/2026)
RR
Colorado
(2/13/2026)
RR
Connecticut
(2/13/2026)
RR
Delaware
(2/13/2026)
RR
District of Columbia
(2/13/2026)
RR
Florida
(2/13/2026)
RR
Georgia
(2/13/2026)
RR
Hawaii
(2/13/2026)
RR
Idaho
(2/13/2026)
RR
Illinois
(2/13/2026)
RR
Indiana
(2/13/2026)
RR
Iowa
(2/13/2026)
RR
Kansas
(2/13/2026)
RR
Kentucky
(2/13/2026)
RR
Louisiana
(2/13/2026)
RR
Maine
(2/13/2026)
RR
Maryland
(2/13/2026)
RR
Massachusetts
(2/13/2026)
RR
Michigan
(2/13/2026)
RR
Minnesota
(2/13/2026)
RR
Mississippi
(2/13/2026)
RR
Missouri
(2/13/2026)
RR
Montana
(2/13/2026)
RR
Nebraska
(2/13/2026)
RR
Nevada
(2/13/2026)
RR
New Hampshire
(2/13/2026)
RR
New Jersey
(2/13/2026)
RR
New Mexico
(2/13/2026)
RR
New York
(2/13/2026)
RR
North Carolina
(2/13/2026)
RR
North Dakota
(2/13/2026)
RR
Ohio
(2/13/2026)
RR
Oklahoma
(2/13/2026)
RR
Oregon
(2/13/2026)
RR
Pennsylvania
(2/13/2026)
RR
Puerto Rico
(2/13/2026)
RR
Rhode Island
(2/13/2026)
RR
South Carolina
(2/13/2026)
RR
South Dakota
(2/13/2026)
RR
Texas
(2/13/2026)
RR
Utah
(2/13/2026)
RR
Vermont
(2/13/2026)
RR
Virgin Islands
(2/13/2026)
RR
Virginia
(2/13/2026)
RR
Washington
(2/13/2026)
RR
West Virginia
(2/13/2026)
RR
Wisconsin
(2/13/2026)
RR
Wyoming
(2/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/28/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

R&
ROTHSCHILD & CO US INC.
NEW COURT SECURITIES CORPORATION | ROTHSCHILD INC. | ROTHSCHILD & CO US INC.

CRD#: 2910 / SEC#: , 8-13852

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1251 Avenue Of The Americas, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 403-3500
Established
Delaware since 07/20/1967
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ROTHSCHILD & CO NORTH AMERICA INC.DIRECT SHAREHOLDER
CARROLL, JOHN MURRAYDIRECTOR2605675
FELDMAN, TRACY JDIRECTOR2575503
LONDON, FRANK STEVENCHIEF COMPLIANCE OFFICER5861920
NEISSA, JAMES MANUELDIRECTOR2142240
SCHACKERT, CHRISTA MARYPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER4219093
SPELLER, MICHAEL CHARLESCHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR3105214

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROTHSCHILD & CO US INC.

CRD#: 2910New York, NY 10020

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