CM
Colin J. Murray
NOVEM GROUP
Grand Island, NE 68801
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CRD#: 7374714
CM
Professional summary
Colin J Murray is a registered financial advisor currently at NOVEM GROUP located in Grand Island, Nebraska and OSAIC WEALTH, INC. located in Kearney, Nebraska.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Colin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024, 20 HRS/MONTH DURING TRADING HRS AND TOTAL 2) NOVEM GROUP, RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE, START DATE 6/2021, 20 HRS/MONTH DURING TRADING HRS AND TOTAL 3) FIVE POINTS FINANCIAL, NON-INVESTMENT RELATED, INTERN, START DATE 6/2020, 120 HRS/MONTH DURING TRADING HOURS AND TOTAL. 4) FIVE POINTS INSURANCE POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: Provide Insurance help to clients when needed 5) FIVE POINTS BANK POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2020 ADDRESS: 1809 W 39th St, Kearney NE 68845, United States DESCRIPTION: I am a financial advisor getting paid salary from Five Points Bank
CRS (Client Relationship Summary) - RIA
Click below to view Colin J Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2023 - Present
NOVEM GROUP
Office #1: 2032 Brentwood Blvd, Grand Island, NE 68801RIA
CRD#: 158964
Grand Island, NE
Current
October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1809 W. 39th St, Kearney, NE 68845RIA
BD
CRD#: 23131
KEARNEY, NE
Past
October 7, 2022 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
GRAND ISLAND, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(11/25/2024)
IAR
Nebraska(3/21/2023)
RR
Nebraska(10/11/2024)
RR
Tennessee(10/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NG
NOVEM GROUP
AMERICAN ADVISORY GROUP | NOVEM GROUP | APFS WEALTH MANAGEMENT, INC. | APFS WEALTH MANAGEMENT, INC
CRD#: 158964 / SEC#: 801-72741
RIA
Registered Investment Advisory firm - (9/22/2011 Approved)Georgia
Registered Investment Advisory firm - (10/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Linden Oaks Suite 140, Rochester, NY 14625
Mailing Address
Phone number
(585) 348-9525
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (32 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 1,413,641,568 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NOVEM GROUP
CRD#: 158964Grand Island, NE 68801TRUST BUT VERIFY
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