Marcela L. Riva
Professional summary
Marcela Laura Riva is a registered financial professional currently at HOLISTIC BROKERAGE, LLC located in Miami, Florida.
Marcela is registered as a RR (Registered Representative) and started their career in finance in 2022. Marcela has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcela Laura Riva's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
HOLISTIC BROKERAGE, LLC
Office #1: 800 Brickell Ave Suite 502, Miami, FL 33131State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
Exams
Series 7TO
Date: 8/16/2022
General Securities Representative ExaminationFINRA
Current Firm
HOLISTIC BROKERAGE, LLC
CRD#: 46001 / SEC#: , 8-51285
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HOLISTIC BROKERAGE, LLC
CRD#: 46001Miami, FL 33131TRUST BUT VERIFY
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