ES
Eric R. Sandvig
AVANTAX PLANNING PARTNERS
Great Falls, MT 59403
Some features on this profile are disabled
CRD#: 7371757
ES
Professional summary
Eric Reed Sandvig, who also goes by Eric R. Sandvig, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Great Falls, Montana and CETERA INVESTMENT ADVISERS LLC located in Missoula, Montana.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Eric has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric R. Sandvig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: agent NATURE: Avantax Insurance Entities for selling Avantax approved Insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/21/2025 ADDRESS: 501 Park Drive South, Great Falls MT 59403, United States DESCRIPTION: Offer and sale of insurance products through Avantax Insurance Entities that are approved through Avantax featuredpartners.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Reed Sandvig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 501 Park Drive South, Great Falls, MT 59403Office #2: 3060 Cabernet Dr Ste 2, Helena, MT 59601Office #3: 35 Three Mile Dr. Suite 101, Kalispell, MT 59901Office #4: 2419 Mullan Road Suite B, Missoula, MT 59808Office #5: 307 Spokane Ave Ste 102, Whitefish, MT 59937RIA
CRD#: 106237
Great Falls, MT
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2419 Mullan Road Suite B, Missoula, MT 59808Office #2: 35 Three Mile Dr. Suite 101, Kalispell, MT 59901Office #3: 307 Spokane Ave. Suite 200, Whitefish, MT 59937Office #4: 501 Park Drive South, Great Falls, MT 59403Office #5: 3060 Cabernet Dr Ste 2, Helena, MT 59601RIA
CRD#: 105644
MISSOULA, MT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 501 Park Drive South, Great Falls, MT 59403Office #2: 2419 Mullan Road Suite B, Missoula, MT 59808Office #3: 3060 Cabernet Dr Ste 2, Helena, MT 59601Office #4: 307 Spokane Ave. Ste. 200, Whitefish, MT 59937Office #5: 35 Three Mile Dr. Suite 101, Kalispell, MT 59901BD
CRD#: 13572
GREAT FALLS, MT
Past
October 22, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Missoula, MT
Past
September 30, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
KALISPELL, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Alaska(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/18/2025)
RR
Kentucky(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Montana(5/10/2024)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Carolina(9/5/2025)
RR
North Dakota(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Virginia(9/18/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Great Falls, MT 59403TRUST BUT VERIFY
Monitor Eric Sandvig
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
