Matthew Tracey Lefelhoc
Professional Summary
Matthew Tracey Lefelhoc is a registered financial advisor currently at WHITCOMB & HESS, INC. located in Ashland, Ohio. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Current Firm
WHITCOMB & HESS, INC.
Contact Information
Main Address
1020 Cleveland Avenue, Ashland, OH 44805Phone Number
(419) 289-7007# of Employees
31SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,800AUM (Assets Under Management)
$490,699,890Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2026 | Cover Page | Report |
| 11/20/2025 | Cover Page | Report |
| 11/26/2024 | Cover Page | Report |
| 01/23/2024 | Cover Page | Report |
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
WHITCOMB & HESS, INC.
State Registrations and Notice Filings
(5/17/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Tracey Lefelhoc's CRS (Customer Relationship Summary).
Similar Advisors
LPL ENTERPRISE, LLC
EDELMAN FINANCIAL ENGINES
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.