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Raynald Brulotte

HOVEY CAPITAL PARTNERS
Quebec,
·CRD# 7370047·5 years experience

Professional Summary

Raynald Brulotte, who also goes by Ray Brulotte, is a registered financial advisor currently at HOVEY CAPITAL PARTNERS LLC. Raynald is registered as a RR (Registered Representative) and started their career in finance in 2022. Raynald has worked at 2 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ray Brulotte

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

HOVEY CAPITAL PARTNERS LLC·CRD# 326512
BD
1. Quebec2. 1501 Yamato Road Suite 200 Expansive, Boca Raton, FL 33431
December 7, 2023 - Present
THREE OCEAN SECURITIES LLC·CRD# 166387
BD
New York, NY
February 4, 2022 - June 26, 2023

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Current Firm

HC
HOVEY CAPITAL PARTNERS LLC

HOVEY CAPITAL PARTNERS LLC

CRD#: 326512 / SEC#: 8-71105
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1501 Yamato Road, Boca Raton, FL 33431

Mailing Address

1501 Yamato Road, Boca Raton, FL 33431

Phone Number

(561) 879-4501

Established

Delaware since 03/03/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HOVEY CAPITAL PARTNERS INC.MEMBER—
BRULOTTE, RAYNALDFOUNDER & MANAGING PARTER, CCO, AMLCO7370047
KODMAN, EDWARD GRANTFINANCIAL PRINCIPAL, PFO, POO8163156

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/1/2024)
RR
Florida
(12/21/2023)
RR
Illinois
(1/8/2024)
RR
Massachusetts
(3/22/2024)
RR
New York
(12/22/2023)
RR
North Carolina
(2/1/2024)
RR
Pennsylvania
(1/2/2024)
RR
Texas
(1/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Dec 2023About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Nov 2023About the Series 82TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Feb 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2021About the SIE exam

Series 24 — General Securities Principal Examination

Passed Jun 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Raynald Brulotte's CRS (Customer Relationship Summary).

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