Anastasia S. Taber

TABER ASSET MANAGEMENT L.L.C.

Alexandria, VA 22314

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CRD#: 7369690

Professional summary

Anastasia Susan Taber, who also goes by Stacy Susan Taber, is a registered financial advisor currently at TABER ASSET MANAGEMENT L.L.C. located in Alexandria, Virginia.

Anastasia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anastasia has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacy Susan Taber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasia Susan Taber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2021 - Present

TABER ASSET MANAGEMENT L.L.C.

Office #1: 2000 Duke Street, Suite 300, Alexandria, VA 22314

RIA

CRD#: 115849

Alexandria, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/22/2021)

IAR

Virginia
(5/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2021

Uniform Investment Adviser Law Examination

Current Firm

TABER ASSET MANAGEMENT L.L.C.

CRD#: 115849 / SEC#: 801-64307

RIA

Registered Investment Advisory firm - (6/21/2012 Terminated)

Colorado

Registered Investment Advisory firm - (4/8/2014 Approved)

Florida

Registered Investment Advisory firm - (3/19/2014 Approved)

Iowa

Registered Investment Advisory firm - (3/9/2012 Approved)

Louisiana

Registered Investment Advisory firm - (6/21/2012 Approved)

Texas

Registered Investment Advisory firm - (4/12/2012 Approved)

Virginia

Registered Investment Advisory firm - (5/21/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Des Moines, IA

Mailing Address

Phone number

(515) 557-1860

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 86,632,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anastasia S. Taber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasia Susan Taber's CRS (Customer Relationship Summary).

Certified licenses

Experience

TABER ASSET MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2021

Current Firm

TABER ASSET MANAGEMENT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TABER ASSET MANAGEMENT L.L.C.

TRUST BUT VERIFY

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