Sherryl U. Koga

P/E CAPITAL INVESTMENTS

Torrance, CA

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CRD#: 7369354

Professional summary

Sherryl U Koga, who also goes by Sherryl C Urmeneta, is a registered financial advisor currently at P/E CAPITAL INVESTMENTS located in Torrance, California.

Sherryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sherryl has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sherryl C Urmeneta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherryl U Koga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2021 - Present

P/E CAPITAL INVESTMENTS

RIA

CRD#: 172695

Torrance, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/15/2021)

IAR

Illinois
(4/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2021

Uniform Investment Adviser Law Examination

Current Firm

P/E CAPITAL INVESTMENTS

P/E CAPITAL INVESTMENT MANAGEMENT PARTNERS | P/E CAPITAL INVESTMENTS MANAGEMENT PARTNERS | P/E CAPITAL INVESTMENTS / CORNERSTONE GWA | P/E CAPITAL INVESTMENTS

CRD#: 172695 / SEC#:

California

Registered Investment Advisory firm - (9/15/2021 Approved)

Illinois

Registered Investment Advisory firm - (9/26/2014 Approved)

Indiana

Registered Investment Advisory firm - (9/30/2021 Approved)

Texas

Registered Investment Advisory firm - (8/16/2021 Conditional Restricted)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(888) 929-2825

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sherryl U. Koga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherryl U Koga's CRS (Customer Relationship Summary).

Certified licenses

Experience

P/E CAPITAL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2021

Current Firm

P/E CAPITAL INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

P/E CAPITAL INVESTMENTS

TRUST BUT VERIFY

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