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TC

Timothy M. Casey

ADP BROKER-DEALER
Florham Park, NJ 07932
Some features on this profile are disabled
CRD#: 7368935
TC

Professional summary

Timothy Michael Casey, who also goes by Timothy Michael Casey, Timothy Casey, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2021. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Timothy Michael Casey | Timothy Casey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors. Address: 1 ADP Boulevard, Roseland, NJ 07068 United States Start Date of Relationship: 4/2025 Approximate # of Hours per month (during trading hours): 60 hours Business Nature: Financial Services Description of Duties: Associated person of ADP Strategic Plan Services, LLC as a sales representative which offers investment management and advisory services to plan sponsors.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Michael Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2025 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932
BD
CRD#: 37693
Florham Park, NJ
Past

May 16, 2024 - May 6, 2025

CBIZ INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 286002
Boston, MA
Past

September 7, 2023 - November 16, 2023

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
New Hampton, NH
Past

September 7, 2023 - November 16, 2023

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
OMAHA, NE
Past

July 7, 2022 - August 30, 2023

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

April 19, 2022 - August 30, 2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

June 3, 2021 - April 4, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/16/2025)
RR
New Hampshire
(4/22/2025)
RR
Wisconsin
(7/22/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/10/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/22/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/27/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AB
ADP BROKER-DEALER, INC.
ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Adp Boulevard, Roseland, NJ 07068-1786
Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Phone number
(973) 712-2316
Established
New Jersey since 07/12/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ADP ATLANTIC, LLCSHAREHOLDER
BARRENECHEA, PATRICIA MARGOTFINOP1715189
BLAKE, JAMES PATRICKPRESIDENT, DIRECTOR3078844
BOYLE, JAMES RICHARDAML OFFICER3137180
DOSPASSOS-KRIEG, KRISTIN ANNEDIRECTOR3079254
HANLEY, JUANITA DAVIDACHIEF COMPLIANCE OFFICER, VICE PRESIDENT5217439
HODGES, JEFFRY AARONDIRECTOR5865575
HUREAU, MICHAEL RAYDIRECTOR5990787
MCCUE, TERRANCERISK MANAGEMENT OFFICER7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADP BROKER-DEALER, INC.

CRD#: 37693Florham Park, NJ 07932

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