Maxwell I. Eisenberg
Professional summary
Maxwell I Eisenberg, who also goes by Maxwell Ian Eisenberg, Maxwell Eisenberg, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York.
Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2021. Maxwell has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maxwell I Eisenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2025 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022June 13, 2022 - May 26, 2023
INVESTX MARKETS LLC
June 23, 2021 - May 27, 2022
LIQUIDNET, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/24/2022
Securities Trader ExamSeries 7TO
Date: 6/23/2021
General Securities Representative ExaminationFINRA
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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