Elisha M. Fuentes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elisha Mateo Fuentes was a registered financial professional .
Elisha is a previously registered financial professional and started their career in finance in 2022. Elisha had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2025 - March 11, 2025
REID & RUDIGER LLC
March 27, 2024 - January 6, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 15, 2022 - January 6, 2025
FIDELITY BROKERAGE SERVICES LLC
May 3, 2022 - September 13, 2022
REID & RUDIGER LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/3/2022
General Securities Representative ExaminationCurrent Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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