TS
Travis J. Smyth
ERNST & YOUNG INVESTMENT ADVISERS LLP
Fort Edward, NY
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CRD#: 7368089
TS
Professional summary
Travis Joseph Smyth, who also goes by Travis Joeseph Smyth, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Fort Edward, New York.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Travis has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Travis Joeseph Smyth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Travis J. Smyth is a full time employee of Tapfin. The address for Tapfin is 100 Manpower Place Milwaukee, WI 53212; however he works remotely as a financial planner, contracted to provide services to clients of Ernst & Young (EY). EY's address is 200 Plaza Drive, Ste 2222, Secaucus NJ 07094. This is an investment-related business. His start date was July 18th, 2022. He will devote approximately 160 hours per month to this business, of which approximately 130 of which will be during securities trading hours. Duties include but are not limited to: Retirement plan selection, plan changes, and general financial consultation. Travis J. Smyth is a Financial Advisor and the owner at TJSinvest LLC. The address for the firm is 225 Burt Road, Fort Edward, NY 12828. This is an investment related business . His start date was October 29, 2018. He will devote approximately 10 hours per week to this business, most if not all of these hours will take place outside of securities trading hours. Duties include but are not limited to investment management, financial planning, and regulatory compliance.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Joseph Smyth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2022 - Present
ERNST & YOUNG INVESTMENT ADVISERS LLP
RIA
CRD#: 110921
Fort Edward, NY
Past
October 5, 2021 - August 12, 2024
TJSINVEST
RIA
CRD#: 299582
HUDSON FALLS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/22/2022)
Current Firm
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP
CRD#: 110921 / SEC#: 801-48596
RIA
Registered Investment Advisory firm - (4/7/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (52 States and Territories)
Red Flags
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