TW
Trevor A. Wade
CITIZENS PRIVATE WEALTH
Los Angeles, CA 90025
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CRD#: 7367720
TW
Trevor A WadeCITIZENS PRIVATE WEALTH
Professional summary
Trevor A Wade is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in Los Angeles, California and CITIZENS SECURITIES, INC. located in Los Angeles, California.
Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Trevor has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Trevor A Wade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2026 - Present
CITIZENS PRIVATE WEALTH
Office #1: 11755 Wilshire Blvd Ste 2300, Los Angeles, CA 90025RIA
CRD#: 106743
Los Angeles, CA
Current
June 17, 2026 - Present
CITIZENS SECURITIES, INC.
Office #1: 11755 Wilshire Blvd, Los Angeles, CA 90025RIA
BD
CRD#: 39550
LOS ANGELES, CA
Current
June 17, 2026 - Present
CITIZENS SECURITIES, INC.
Office #1: 11755 Wilshire Blvd, Los Angeles, CA 90025RIA
BD
CRD#: 39550
LOS ANGELES, CA
Past
December 1, 2021 - June 18, 2026
MORGAN STANLEY
BD
CRD#: 149777
Santa Monica, CA
Past
November 19, 2021 - June 18, 2026
MORGAN STANLEY
RIA
CRD#: 149777
Santa Monica, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/17/2026)
IAR
Arizona(6/25/2026)
RR
California(6/17/2026)
IAR
California(6/17/2026)
RR
Colorado(6/17/2026)
IAR
Colorado(6/18/2026)
RR
Connecticut(6/17/2026)
IAR
Connecticut(6/18/2026)
RR
Delaware(6/17/2026)
IAR
Delaware(6/17/2026)
RR
Florida(6/17/2026)
IAR
Florida(6/18/2026)
RR
Georgia(6/17/2026)
IAR
Georgia(6/22/2026)
RR
Hawaii(6/17/2026)
IAR
Hawaii(6/18/2026)
RR
Illinois(6/17/2026)
IAR
Illinois(6/23/2026)
RR
Kansas(6/17/2026)
IAR
Kansas(6/17/2026)
RR
Louisiana(6/17/2026)
IAR
Louisiana(6/17/2026)
RR
Maryland(6/17/2026)
IAR
Maryland(6/17/2026)
RR
Massachusetts(6/17/2026)
RR
Minnesota(6/17/2026)
IAR
Minnesota(6/18/2026)
RR
Missouri(6/17/2026)
IAR
Missouri(6/17/2026)
RR
Nevada(6/17/2026)
IAR
Nevada(6/17/2026)
RR
New Jersey(6/17/2026)
IAR
New Jersey(6/17/2026)
RR
New York(6/17/2026)
IAR
New York(6/18/2026)
RR
North Carolina(6/17/2026)
IAR
North Carolina(6/18/2026)
RR
Oklahoma(6/17/2026)
IAR
Oklahoma(6/22/2026)
RR
Oregon(6/17/2026)
IAR
Oregon(6/17/2026)
RR
Pennsylvania(6/17/2026)
IAR
Pennsylvania(6/22/2026)
RR
Tennessee(6/17/2026)
RR
Texas(6/17/2026)
IAR
Texas(6/17/2026)
RR
Utah(6/17/2026)
IAR
Utah(6/17/2026)
RR
Vermont(6/17/2026)
IAR
Vermont(6/17/2026)
RR
Virginia(6/17/2026)
IAR
Virginia(6/22/2026)
RR
Washington(6/17/2026)
IAR
Washington(6/22/2026)
RR
Wyoming(6/17/2026)
IAR
Wyoming(6/19/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/17/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)Loading...
Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
