Scott M. Jones

CROSS BORDER WEALTH

New York, NY 10169

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CRD#: 7367186

Professional summary

Scott Michael Jones, who also goes by Scott M Jones, Scott Jones, Skot M Jones, Skot Jones, is a registered financial advisor currently at CROSS BORDER WEALTH, LLC located in New York, New York.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Scott has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott M Jones | Scott Jones | Skot M Jones | Skot Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2025 - Present

CROSS BORDER WEALTH, LLC

Office #1: 230 Park Avenue 4th Floor West, New York, NY 10169

RIA

CRD#: 288330

New York, NY

Past

March 27, 2024 - September 19, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PITTSBURGH, PA

Past

March 26, 2024 - September 19, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PITTSBURGH, PA

Past

October 18, 2021 - February 5, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Monroeville, PA

Past

July 23, 2021 - February 5, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Monroeville, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/23/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/13/2021

Securities Industry Essentials Examination

Current Firm

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

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Contact information

Main Address

230 Park Avenue 4th Floor West, New York, NY 10169

Mailing Address

Phone number

(646) 688-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	463
AUM (Assets Under Management)	$ 138,847,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CROSS BORDER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2021

Series 7TO

Date: 7/23/2021

SIE

Date: 4/13/2021

Current Firm

CROSS BORDER WEALTH, LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSS BORDER WEALTH, LLC

TRUST BUT VERIFY

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