John P. Zoraian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Zoraian was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 4 firms and has passed the Series 65, Series 7, Series 3 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - April 7, 2015
PYRAMID PEAK CAPITAL, LLC
November 13, 2008 - March 27, 2009
G-2 TRADING,LLC
November 10, 2008 - November 13, 2008
FIRST NEW YORK SECURITIES L.L.C.
September 21, 1981 - July 26, 1989
RISK ARBITRAGE PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
PYRAMID PEAK CAPITAL, LLC
CRD#: 165729 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 30,969,830 |
Red Flags
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