Edgar J. Ortiz
Professional summary
Edgar Joseph Ortiz is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Edgar is registered as a RR (Registered Representative) and started their career in finance in 2021. Edgar has worked at 2 firms and has passed the Series 65, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edgar Joseph Ortiz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2021 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001March 12, 2024 - May 29, 2026
EXOS ASSET MANAGEMENT LLC
March 7, 2023 - December 31, 2023
EXOS ASSET MANAGEMENT LLC
January 11, 2022 - December 31, 2022
EXOS ASSET MANAGEMENT LLC
December 7, 2021 - December 31, 2021
EXOS ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/18/2024
General Securities Representative ExaminationSeries 79TO
Date: 8/5/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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