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FIRM PROFILE
Overview
EXOS SECURITIES LLC is located at 35 W 35th Street Fifth Floor, New York, NY 10001 and was first established at New York, Delaware in 03/29/2018. After operating for 8 years, EXOS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EXOS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. EXOS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EXOS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EXOS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EXOS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for EXOS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
35 W 35th Street Fifth Floor, New York, NY 10001
35 W 35th Street Fifth Floor, New York, NY 10001
Small
(646) 814-0996
Delaware since 03/29/2018
Limited Liability Company
November
FIRM DOCUMENTS
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Advisor's working at EXOS SECURITIES LLC
Olga Rip
Registered Affiliation(s):TRANSACT CAPITAL SECURITIES, LLC
Michael Forstl
Registered Affiliation(s):EXOS ASSET MANAGEMENT LLC
Nelson Young
Registered Affiliation(s):EXOS ASSET MANAGEMENT LLC
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