TW
Timothy S. Whelan
CORNERSTONE WEALTH PARTNERS
Okemos, MI 48864
Some features on this profile are disabled
CRD#: 7364966
TW
Professional summary
Timothy Stafford Whelan, who also goes by Tim Whelan, is a registered financial advisor currently at CORNERSTONE WEALTH PARTNERS, LLC located in Okemos, Michigan.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Timothy has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Whelan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Agent; investment related; life insurance sales -term and whole life; agent; 10/18/201; 20 hours/month (20 hours during security trading hours); insurance agent sell whole life and term life. 2). Stafford Pathways, LLC; non-investment related; 40 hours/month during trading; consulting, business valuations and owns a sports league.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Stafford Whelan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2023 - Present
CORNERSTONE WEALTH PARTNERS, LLC
Office #1: 2525 Jolly Road, Suite 200, Okemos, MI 48864RIA
CRD#: 146602
Okemos, MI
Past
May 13, 2021 - December 15, 2023
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
EAST LANSING, MI
Past
May 10, 2021 - December 15, 2023
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
East Lansing, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH PARTNERS, LLC
CASH FLOW COACH LLC | CORNERSTONE WEALTH PARTNERS, LLC
CRD#: 146602 / SEC#: 801-129835
RIA
Registered Investment Advisory firm - (4/4/2024 Approved)California
Registered Investment Advisory firm - (5/19/2024 Terminated)Florida
Registered Investment Advisory firm - (4/19/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/19/2024 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/19/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CORNERSTONE WEALTH PARTNERS, LLC
CASH FLOW COACH LLC | CORNERSTONE WEALTH PARTNERS, LLC
CRD#: 146602 / SEC#: 801-129835
RIA
Registered Investment Advisory firm - (4/4/2024 Approved)California
Registered Investment Advisory firm - (5/19/2024 Terminated)Florida
Registered Investment Advisory firm - (4/19/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/19/2024 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/19/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2525 Jolly Road, Suite 200, Okemos, MI 48864
Mailing Address
Phone number
(517) 381-3450
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 12,769,267 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
