Aaron A. Bercovitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron A Bercovitch, who also goes by Aaron Anthony Bercovitch, Aaron A Bercovitch, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2021. Aaron had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2024 - December 31, 2025
KINETIC FINANCIAL
August 29, 2023 - March 21, 2024
OSAIC FS, INC.
August 21, 2023 - March 21, 2024
OSAIC FS, INC.
May 22, 2023 - June 26, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 14, 2022 - April 19, 2023
ONEAMERICA SECURITIES, INC.
May 12, 2021 - August 31, 2021
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/11/2021
General Securities Representative ExaminationCurrent Firm
KINETIC FINANCIAL
CRD#: 331142 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,105,615 |
Red Flags
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